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Capital Markets

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The capital market team is made up of lawyers specializing in regulation and in transnational legal matters. Our experience in the scope of the capital market includes the following:    

  • Advising on matters related to public and private securities offerings, including local bond and commercial papers offerings, international bonds for different sector companies, securitizations and, in general, structured products, TOBs and PTOs.
  • Assist customers in operations during the placement processes, auctions; provide advice prior to the sale of products with institutional investors, bringing our important knowledge of the regulation applicable to the PFAs.    
  • Advising and accompanying clients during transactions in centralized mechanisms, including advice on operational and tax issues and on the relationship with the agent companies, CAVALI, the Stock Exchange and SMV (Superintendency of Securities Markets). 
  • General counseling to listed companies and regulated companies, including advice on capital increases, periodic reporting obligations, internal conduct standards, significant developments, privileged information, financial reporting preparation, and compliance in general. 
  • Provide advisory service to obtain organization and operational licenses for companies under SMV regulation, such as brokerages and fund administrators and advising on the listing of shares of companies under the regular procedure and for junior companies.
  • Supervisory and sanctioning procedures and administrative litigation processes and related judicial processes in general.

In the last few years we have advised domestic and foreign financial institutions, international agencies, investment funds, private and public investors, domestic and foreign companies, and the Peruvian government; something that has allowed us to gain experience from different perspectives of the transaction.


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27/02/2022
Handling the new EU and UK sanctions against Russia
Since 2014, the EU and the UK have progressively imposed sanctions on Russia in response to the crisis in Ukraine. Following the latest events, both the EU and the UK, as well as many other countries...
01/01/2022
Banking and Finance Corporate / M&A
CMS Grau has a multi-dis­cip­lin­ary team con­formed by ex­perts from all practice areas and sectors. We have broad experience providing specialized advice in local and international transactions in...
01/07/2021
CMS Funds Market Study 2021
Periodically, CMS takes soundings on the state of the market from our funds-related clients. Given the unprecedented nature of the last 12 months we thought this was an opportune time to look back over...
01/06/2021
Some leaks can't be fixed
“Confidential information is like an ice cube... give it to the party who has no refrigerator or will not agree to keep it in one, and by the time of the trial you have just a pool of water.” This...
01/03/2021
The Global Sulphur Ban – One Year On
Since 1 March 2020 all marine vessels have been subject to a ban from carrying on board high sulphur marine fuel oil (“HSFO”) with sulphur content greater than 0.50% unless they have a ‘scrub­ber’...
07/05/2020
GRESB 2020 – It’s Question Time!
GRESB has launched its 2020 Real Estate Assessment. GRESB is the leading global Environmental, Social and Governance (ESG) benchmark for the real estate and infrastructure industries. It is a voluntary...
16/07/2019
An introduction to the law of blockchain and distributed ledger technologies...
Data Protection The European General Data Protection Regulation raises at least two issues in particular in this context. First: is pseudonymous information personal data? Second: how can a “right to...
11/07/2019
An introduction to the law of blockchain and distributed ledger technologies...
Remedies: In Principle The original Bitcoin White Paper stressed the importance of transactions not being reversible. Irreversibility is a function of Bitcoin, deliberately designed to reduce transaction...
08/07/2019
An introduction to the law of blockchain and distributed ledger technologies...
Jurisdictional Issues Many commentators note that true decentralisation implies that enforcement of obligations must be effected through the system. A permissioned system may include conventional governing...
03/07/2019
An introduction to the law of blockchain and distributed ledger technologies...
Legal Personality Determining whether a system has legal personality has implications for many of the questions considered in relation to this topic. In 'Horizon Scanning — Blockchain: The Legal Implications...
19/06/2019
An introduction to the law of blockchain and distributed ledger technologies...
Blockchain and other distributed ledger technologies (DLT) are approaching the mainstream. Technology companies offer products for commercial projects. IBM's Blockchain Platform references “500+ client...
22/11/2018
Connected Future: investment opportunities in the radically changing in­fra­struc­ture...
Tech­no­logy-driv­en transformations are not only disrupting our everyday lives, but are also radically transforming the infrastructure sector. On the one hand, innovation is driving an upgrade of existing...