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FCA enforcement against PDMR

23/12/2019

In the first such action to be made fully public, the FCA has fined a managing director of a listed company £45,000 for failing to notify share trades in the listed company as required under the Market Abuse Regulation (MAR). The case is notable, not just for...

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Authors

Portrait ofAlasdair Steele
Alasdair Steele
Partner
London
Portrait ofJack Shepherd
Jack Shepherd
Partner
London
Philippa Chatterton