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FCA Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

02 July 2020

The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been extended from 9 December 2020 to 31 March 2021. To ensure consistency, the FCA is set to consult on the delay of further...

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Authors

Portrait of Kati Rannala
Kati Rannala
Senior Associate
London
Portrait of Alison McHaffie
Alison McHaffie
Partner
London
Portrait of Simon Morris
Simon Morris
Partner
London