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FCA outlines plans for the introduction of a regulatory gateway for firms which approve financial promotions

28/12/2022

Following HM Treasury’s proposal to prohibit authorised firms from approving financial promotions from unauthorised persons, unless they have successfully passed through a new “regulatory gateway” process operated by the Financial Conduct Authority (FCA)...

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Authors

Portrait ofAsh Saluja
Ash Saluja
Partner
London
Portrait ofSam Robinson
Sam Robinson
Partner
London
Portrait ofSusann Altkemper
Susann Altkemper
Of Counsel
London
Portrait ofYasmin Johal
Yasmin Johal
Associate
London
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