Home / Publications / Oversight of Appointed Representatives

Oversight of Appointed Representatives

04/08/2022

The Financial Conduct Authority (“FCA”) has published new rules to improve oversight over appointed representatives (“ARs”), which will take effect on 8 December 2022. These new rules are intended to address shortcomings and potential sources of harm identified...

Read more

Authors

Portrait ofBill McCaffrey
Bill McCaffrey
Partner
London
Portrait ofPippa Tasker
Pippa Tasker
Partner
London
Portrait ofJulie Devlin
Julie Devlin
Of Counsel
Glasgow
Portrait ofLianna Chan
Lianna Chan
Senior Associate
London
Show more Show less