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SMCR and regulatory references - what can solo regulated firms learn from the banking sector?

30/09/2019

Three years have passed since the banking sector implemented the Senior Managers & Certification Regime (SMCR) and two years since the regulatory references regime came into force. From 9 December 2019, solo regulated firms will also become subject to these rules...

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Authors

Portrait ofHannah Netherton
Hannah Netherton
Partner
London
Portrait ofGillian MacLellan
Gillian MacLellan
Partner
Glasgow
Portrait ofSteven Cochrane
Steven Cochrane
Partner
London