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A look of disapproval: the FCA’s new discussion paper on financial promotions rules for high-risk investments and firms approving financial promotions

06/05/2021

1. Classification of high-risk investments Background At present, the FCA rules relating to financial promotion classify investments into the following categories: readily realisable securities (“RRSs”), which are generally marketed to retail investors without...

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Authors

Portrait ofSam Robinson
Sam Robinson
Partner
London
Portrait ofAsh Saluja
Ash Saluja
Partner
London
Portrait ofTom Callaby
Tom Callaby
Partner
London
Portrait ofYasmin Johal
Yasmin Johal
Associate
London
Dil-Veer Kang
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