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ESMA observes questionable reverse solicitation practices after Brexit

20/01/2021

The European Securities and Markets Authority (ESMA) has issued a statement to remind firms of the rules on reverse solicitation under MiFID II. It says, that since the end of the UK transition period on 31 December 2020, some firms appear to be trying to circumvent...

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Authors

Portrait ofAsh Saluja
Ash Saluja
Partner
London
Portrait ofPippa Tasker
Pippa Tasker
Partner
London
Portrait ofPaul Edmondson
Paul Edmondson
Partner
London
Portrait ofSam Robinson
Sam Robinson
Partner
London
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