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Oversight of Appointed Representatives

04/08/2022

What will change? The intended outcome of the changes is that: The FCA can better challenge principals and firms that may wish to appoint an AR. Principals have a better understanding of their responsibilities (therefore, better oversight and effective responsibility...

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Authors

Portrait ofBill McCaffrey
Bill McCaffrey
Partner
London
Portrait ofPippa Tasker
Pippa Tasker
Partner
London
Portrait ofJulie Devlin
Julie Devlin
Of Counsel
Glasgow
Portrait ofLianna Chan
Lianna Chan
Senior Associate
London
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