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FCA bans marketing of speculative mini-bonds to retail investors

26/11/2019

In line with the FCA’s ongoing efforts to prevent consumer harm, in summary it has implemented the following temporary rules designed to strengthen its requirements on financial promotions: Restricting the marketing of speculative illiquid securities to sophisticated...

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Authors

Portrait ofSam Robinson
Sam Robinson
Partner
London
Portrait ofJohn Finnemore
John Finnemore
Partner
London
Dil-Veer Kang