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New SM&CR for FMIs proposed by HM Treasury

26/07/2021

Proposed framework The current SM&CR would be modified to recognise that FMIs are not “authorised persons” for the purposes of the Financial Services and Markets Act 2000. The BoE would implement, supervise, and enforce the following: 1. A senior managers...

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Authors

Portrait ofAsh Saluja
Ash Saluja
Partner
London
Portrait ofSusann Altkemper
Susann Altkemper
Of Counsel
London
Portrait ofSam Robinson
Sam Robinson
Partner
London
Portrait ofAlison McHaffie
Alison McHaffie
Partner
London
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