Fit and Proper Assessments
We advise financial institutions on fit and proper assessments by FINMA, from the pre-assessment of candidates to support and representation in related licensing proceedings. Drawing on our extensive experience in this area, we provide well-founded assessments of the fit and proper requirement, help avoid errors in the licensing process, and contribute to the efficient handling of fit and proper assessments.
Our services
- Pre-assessment of candidates from the perspective of the fit and proper requirement
- Support and representation in proceedings relating to the approval of persons subject to the fit and proper requirement
- Assistance with the preparation of application documents and the completion of required forms
- Assistance with the response to questionnaires in the context of FINMA fit and proper reviews
- Advice and representation in fit and proper proceedings
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We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.
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