ESMA: Guidance on appropriateness and execution-only under MiFID II
04 Jan 2022 (UPDATED: 13 Mar 2026)
International
1 min read
ESMA has published its final report on its Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements. These requirements constitute an important element of investor protection in the provision of investment services other than investment advice or portfolio management.