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Banking Law and Regulation Lawyers

Your back-up for banking law and regulation

CMS Germany is your specialist for all banking-specific legal issues. We provide support to clients optionally as an outsourced legal department or to complement their own in-house lawyers. Our banking expertise covers banking contract law, advice on dispute resolution, compliance issues, new banking products and financial instruments, and the German Securities Trading Act (WpHG).

We advise banks and financial services institutions, payment service providers and investment companies on licensing procedures and regulatory issues. The key areas of focus are issues related to internal structure and process organisation, outsourcing, and requirements in terms of liquidity and capital. Other regulatory matters include the prevention of money laundering, compliance requirements and international law aspects.

Service portfolio

  • Licensing
  • Capital and liquidity requirements
  • Outsourcing
  • Banking contract law
  • In-court and out-of-court dispute resolution with customers or other banks
  • Compliance requirements and assessment of specific cases
  • Development and legal assessment of new banking products and financial instruments
  • Requirements under the German Securities Trading Act
  • Cross-border banking transactions, inbound and outbound
  • Prevention of money laundering
  • Litigation 
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Axel Dippmann
Axel Dippmann
Part­ner
Rechtsanwalt
Germany, Berlin
Axel Dippmann has long-standing experience as a finance lawyer, working both on the lender and borrower side. He specialises in high-volume syndicated loans for corporates, acquisition financing as well...
André Frischemeier
Dr. André Frischemeier
Part­ner
Rechtsanwalt
Germany, Frankfurt
André Frischemeier specialises in advising on financing transactions, restructurings and refinancings, acting for both German and international companies as well as investors and insurance companies...
Joachim Kaetzler
Dr. Joachim Kaetzler
Part­ner
Rechtsanwalt | Co-Head of the CMS Banking & Finance Group
Germany, Frankfurt
Joachim Kaetzler specialises in banking supervisory law and compliance. His work includes general banking law as well as securities supervisory law. Moreover, he has special expertise in matters of money...
Philipp Melzer
Philipp Melzer
Part­ner
Rechtsanwalt
Germany, Frankfurt
As a very experienced banking and finance lawyer, Philipp Melzer advises issuers, underwriters and existing shareholders on IPOs, capital increases and secondary offerings. His expertise is also often...
Andrea München
Andrea München, LL. M. (Université du Luxembourg)
Part­ner
Rechtsanwältin
Germany, Frankfurt
Andrea München specialises in German, Luxembourgish and European financial supervision matters. She is admitted as a qualified German lawyer as well as an Avocat à la Cour in Luxembourg. Andrea primarily...
Marc Seibold
Dr. Marc Seibold
Part­ner
Rechtsanwalt | Head of Banking & Finance, CMS Germany
Germany, Stuttgart
Marc Seibold is a CMS banking and finance partner who advises investors, banks and alternative lenders (e.g., insurance companies) on corporate, acquisition and real estate financing transactions. He...
Thomas Sonnenberg
Dr. Thomas Sonnenberg
Part­ner
Rechtsanwalt
Germany, Cologne
As a highly regarded expert on international corporate structures, Thomas Sonnenberg specialises in the field of strategic compliance and corporate governance. His practice also covers corporate and stock...
Daniel Voigt
Dr. Daniel Voigt, MBA
Part­ner
Rechtsanwalt
Germany, Frankfurt
Daniel Voigt specialises in structuring and advising open-end and closed-end funds, with a focus on the increasingly important regulatory aspects affecting funds, their managers, depositaries as well...
Herbert Wiehe
Dr. Herbert Wiehe
Part­ner
Rechtsanwalt | Fachanwalt für Bank- und Kapitalmarktrecht (Certified lawyer for banking and capital markets law) | Fachanwalt für Steuerrecht (Certified lawyer for tax law)
Germany, Cologne
Herbert Wiehe is an expert banking and finance lawyer. Alongside his long-standing corporate finance work, his practice has – from the start – also focused on general banking law. Herbert in particular...
Uta Sophie Richter
Dr. Uta Sophie Richter, LL.M. (University of Sydney)
Prin­cip­al Coun­sel
Rechtsanwältin | Fachanwältin für Bank- und Kapitalmarktrecht (Certified lawyer for banking and capital markets law)
Germany, Frankfurt
Uta Richter specialises in consumer financing and digitisation projects. She advises on leasing, loan and sales financing (wholesale/retail) and represents her clients before German state courts. Uta’s...