Complaints Commissioner/FCA: Complaint 202300456
The Commissioner has published an amended final report with regard to FCA’s involvement in matters connected to Amyma Limited which advised and promoted high-risk investments, including at a time before its registration as an AR. FCA had closed an enquiry into the firm in 2017 without action and that as a result, the firm had been able to continue to sell high-risk, unregulated investments to consumers, later with the added legitimacy of being an AR. The report recommended that FCA respond on what measures it proposes to take to reduce the harm of ARs and improve its overall supervision of them. FCA’s response, which includes “respectful disagreement” with regard to the Commissioner’s comments regarding the closure of the enquiry and sets out information on improvements made to the AR regime.
Last updated · 13 Mar 2026
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