Transfer of IP rights in Slovenia

  1. Patents: Assignment
    1. 1. How may a patent be assigned (by law and/or transaction) and is it required to record the assignment in the national patent register to become effective? 
    2. 2. Which formalities must be met to record a patent assignment? Which supporting documents are required?
    3. 3. What are the legal consequences of not recording the patent assignment? Does the record in the patent register have declarative or constitutive effect?
    4. 4. Are there specific formalities in case the patent is held by more than one proprietor? 
    5. 5. Is there a need to appoint a domestic professional representative?
    6. 6. Which official fees (if any) arise from recording a patent assignment?
  2. Patents: Licensing
    1. 7. Which forms of licensing patents exist and which ones must be recorded in the patent register to become effective (if any)? 
    2. 8. Which formalities must be met to record a patent licence? Which supporting documents are required?
    3. 9. What are the legal consequences of not recording the patent licence? Does the record in the patent register have declarative or constitutive effect?
    4. 10. Is there a need to appoint a domestic professional representative?
    5. 11. Which official fees (if any) arise from recording a patent licence?
  3. Patents: Pledge
    1. 12. It is possible to pledge a patent? If yes, is it required to record such pledge in the patent register?
  4. Trademarks: Assignment
    1. 1. How may a trademark be assigned (by law and/or transaction) and is it required to record the assignment in the national trademark register to become effective? 
    2. 2. Which formalities must be met to record a trademark assignment? Which supporting documents are required?
    3. 3. What are the legal consequences of not recording the trademark assignment? Does the record in the trademark register have declarative or constitutive effect?
    4. 4. Are there specific formalities in case the trademark is held by more than one proprietor? 
    5. 5. Are there specific formalities in case a trademark is only partially assigned? 
    6. 6. Is there a need to appoint a domestic professional representative?
    7. 7. Which official fees (if any) arise from recording a trademark assignment?
  5. Trademark: Licensing
    1. 8. Which forms of licensing trademarks exist and which ones must be recorded in the trademark register to become effective (if any)? 
    2. 9. Which formalities must be met to record a trademark licence? Which supporting documents are required?
    3. 10. What are the legal consequences of not recording the trademark licence? Does the record in the trademark register have declarative or constitutive effect? 
    4. 11. Are there specific formalities in case a trademark is only partially licenced? 
    5. 12. Is there a need to appoint a domestic professional representative?
    6. 13. Which official fees (if any) arise from recording a trademark licence?
  6. Trademark: Pledge
    1. 14. It is possible to pledge a trademark? If yes, is it required to record such pledge in the trademark register?

Patents: Assignment

1. How may a patent be assigned (by law and/or transaction) and is it required to record the assignment in the national patent register to become effective? 

A patent can be transferred by legal transaction, such as a sale or a merger, or by the operation of the law, as in a succession, bankruptcy, or execution.

No, it is not necessary to record the assignment in the patent register for it to become effective. 

2. Which formalities must be met to record a patent assignment? Which supporting documents are required?

Either a written application or request by court for entry in the patent register is sufficient. If the change is requested by the new patent holder or a third party, supporting documentation is required. Either the transfer agreement or written consent of the existing patent holder is sufficient. 

2.1 Are original supporting documents essential or are copies sufficient?

Submission of a certified copy is sufficient. 

2.2 Are there any legalization and/or notarization and/or translation requirements?

When a copy is enclosed instead of the original, it needs to be notarized. Translation into Slovene is normally not mandatory if the documentation is in English, however the IP Office may subsequently request a Slovenian translation.

2.3 Is there a must to use a specific form?

Use of the form SIPO-R1, available here, is recommended.

Failure to record a patent assignment might result in difficulties in ascertaining who holds the rights to it in the event of a lawsuit. 

The record in the patent register has declarative effect. 

4. Are there specific formalities in case the patent is held by more than one proprietor? 

In the event of a transfer of a patent held by multiple proprietors, all must consent to the transfer. 

5. Is there a need to appoint a domestic professional representative?

Yes, unless otherwise agreed by an international treaty to which Slovenia is a party. In the absence of a domestic representative, a domestic address for delivery of documentation is required.

6. Which official fees (if any) arise from recording a patent assignment?

EUR 40. 

Patents: Licensing

7. Which forms of licensing patents exist and which ones must be recorded in the patent register to become effective (if any)? 

In Slovenia, there are exclusive and non-exclusive licences. Both can be recorded in the relevant register.

The transfer of the licence right becomes effective at the time the contract is concluded between the parties. 

8. Which formalities must be met to record a patent licence? Which supporting documents are required?

Either a written application or request by court for entry in the patent register is sufficient. If the change is requested by the new patent holder or a third party, supporting documentation is required. Either the licence agreement or the written consent of the existing patent holder is sufficient. 

8.1 Are original supporting documents essential or are copies sufficient?

Submission of a certified copy is sufficient.

8.2 Are there any legalization and/or notarization and/or translation requirements?

When a copy is enclosed instead of the original, it needs to be notarized. Translation into Slovene is normally not mandatory if the documentation is in English, however the IP Office may subsequently request a Slovenian translation.

8.3 Is there a must to use a specific form?

Use of the form SIPO-R1, available here, is recommended.

Failure to record a patent licence might result in uncertainties in the event of disputes. 

The record in the patent register has declarative effect. 

10. Is there a need to appoint a domestic professional representative?

Yes, unless otherwise agreed by an international treaty to which Slovenia is a party. In the absence of a domestic representative, a domestic address for delivery of documentation is required.

11. Which official fees (if any) arise from recording a patent licence?

EUR 40.

Patents: Pledge

12. It is possible to pledge a patent? If yes, is it required to record such pledge in the patent register?

Yes, patents can be pledged. Pledges do not need to be recorded in the patent register. 

Trademarks: Assignment

1. How may a trademark be assigned (by law and/or transaction) and is it required to record the assignment in the national trademark register to become effective? 

A trademark can be transferred by legal transaction, such as a sale or a merger, or by operation of the law, as in a succession, bankruptcy, or execution

No, it is not necessary to record the assignment in the trademark register for it to become effective.

2. Which formalities must be met to record a trademark assignment? Which supporting documents are required?

Either a written application or request by court for entry in the patent register is sufficient. If the change is requested by the new trademark holder or a third party, supporting documentation from which the agreement of both parties on the transfer of rights is evident is required. Either the transfer agreement or written consent of the existing trademark holder is sufficient. 

2.1 Are original supporting documents essential or are copies sufficient? 

Submission of a certified copy is sufficient. 

2.2 Are there any legalization and/or notarization and/or translation requirements?

When a copy is enclosed instead of the original, it needs to be notarized. Translation into Slovene is normally not mandatory if the documentation is in English, however the IP Office may subsequently request a Slovenian translation.

2.3 Is there a must to use a specific form?

Use of the form SIPO-R1, available here, is recommended.

Failure to record a trademark assignment might result in difficulties in ascertaining who holds the rights to it in the event of a lawsuit. 

The record in the trademark register has declarative effect. 

4. Are there specific formalities in case the trademark is held by more than one proprietor? 

In the event of a transfer of a trademark held by multiple proprietors, all must consent to the transfer.

5. Are there specific formalities in case a trademark is only partially assigned? 

In case a trademark is partially assigned and thus divided, a separate application needs to be made for each part of the trademark. Each application must include the list of goods and services assigned. 

6. Is there a need to appoint a domestic professional representative?

Yes, unless otherwise agreed by an international treaty to which Slovenia is a party. In the absence of a domestic representative, a domestic address for delivery of documentation is required.

7. Which official fees (if any) arise from recording a trademark assignment?

EUR 40.

Trademark: Licensing

8. Which forms of licensing trademarks exist and which ones must be recorded in the trademark register to become effective (if any)? 

In Slovenia, there are exclusive and non-exclusive licences. Both types can be recorded in the relevant register.

The transfer of the licence right becomes effective at the time the contract is concluded between the parties.

9. Which formalities must be met to record a trademark licence? Which supporting documents are required?

Either the licence agreement or written consent of the existing trademark holder is sufficient. 

9.1 Are original supporting documents essential or are copies sufficient? 

Submission of a certified copy is sufficient. 

9.2 Are there any legalization and/or notarization and/or translation requirements?

When a copy is enclosed instead of the original, it needs to be notarized. Translation into Slovene is normally not mandatory if the documentation is in English, however the IP Office may subsequently request a Slovenian translation.

9.3 Is there a must to use a specific form?

The use of the form SIPO-R1, available here, is recommended.

Failure to record a trademark licence might result in uncertainties in the event of disputes. 

The record in the trademark register has declarative effect. 

11. Are there specific formalities in case a trademark is only partially licenced? 

No specific formalities are foreseen.

12. Is there a need to appoint a domestic professional representative?

Yes, unless otherwise agreed by an international treaty to which Slovenia is a party. In the absence of a domestic representative, a domestic address for delivery of documentation is required.

13. Which official fees (if any) arise from recording a trademark licence?

EUR 40.

Trademark: Pledge

14. It is possible to pledge a trademark? If yes, is it required to record such pledge in the trademark register?

Yes, trademarks can be pledged. Pledges do not need to be recorded in the register to become effective. 

Portrait ofRobert Kordić
Robert Kordić
Associate
Ljubljana
Jure Tus