ESMA: Implementation of the transaction reporting regime under MiFID II/MiFIR
10 Oct 2016
International
1 min read
ESMA has published final guidance with regard to the above, along with a feedback report following a December 2015 consultation. The guidelines include: general principles to apply to transaction reporting and order record keeping. reporting and record keeping scenarios for the various trading scenarios that may occur; the reporting of specific financial instruments and clock synchronisation clarifications, It is noted that the guidelines will be supplemented by related technical documents on reporting instructions, to be published by the end of this month.
