FCA: Final Notice: Infinox Capital Limited
The firm has been fined £99,200 for failing to submit 46,053 transaction reports for single-stock CFD trades executed through one of its corporate brokerage accounts. Although the firm identified its failure to submit these transaction reports following a third-party review, it did not proactively report the breach to FCA, which independently identified this discrepancy in transaction data submitted. Although CA has fined a number of firms for transaction reporting failures, this is the first enforcement action against a firm for a breach of transaction reporting requirements since they became law under UK MiFIR.
Last updated · 13 Mar 2026
Regulatory News - Financial Services & Regulation
See all Regulatory News - Financial Services & RegulationFCA: Unregulated loan notes and mini-bonds
FCA has published a warning to consumers with regard to unregulated loan notes and mini-bonds. The regulator is also encouraging anyone involved in distributing or funding high-risk investments to report anything suspicious.
FCA: Product sales data – 2025
FCA has published product sales data relating to the mortgages, retail investments and pure protection sectors for 2025.
FCA: Feedback on motor finance redress scheme implementation plans
To help firms strengthen their motor finance redress plans, FCA has provided examples of good and poor practice from its review of implementation plans.
FCA: Wealth management survey report 2026
FCA’s report focuses on discretionary portfolio management and shares data and insights intended to help firms understand the market, consider their approach and raise standards. FCA emphasises that firms need to understand the regulator’s expectations clearly, use technology responsibly, maintain strong financial crime controls and ensure that their governance and oversight keep pace as they grow.
FCA: Appointments
FCA has announced the appointments of Sabina Saini and Darine Obeid as the financial services attachés for India and the UAE.