Slovenia

1. EEA AIFMs

a) Distribution to Professional Investors 

EU AIFs managed by EU AIFMs may exercise passport rights for management of EU AIFs in Slovenia, after receiving a notice from its home State’s competent authority that the required notice and documents have been provided to The Securities Market Agency in Slovenia (Agencija za trg vrednostnih papirjev, “ATVP”).

b) Distribution to Non-professional Investors 

EU AIFs managed by EU AIFMs may be distributed in Slovenia to Non-professional Investors if the requirements of the Investment Funds and Management Companies Act 
(“ZISDU-3”) are adhered to.

Marketing of EU AIFs by EU AIFMs in Slovenia is allowed following the receipt by the ATVP of a relevant notification from the competent supervisory authority of the home State.

2. Third country AIFMs

A non-EU AIFM may provide services including marketing only if it obtains prior approval by the ATVP, unless it has already obtained an approval in another EU member state. ATVP will grant the approval if certain structural and documentary requirements are met.

3. Fees

ATVP charges a fee of EUR 210 for the notification process (in the case of umbrella schemes, each investment compartment is subject to the duty to pay fees) and an annual supervisory fee of EUR 840 per each EU AIF (in the case of umbrella schemes, each investment compartment is subject to the duty to pay fees) for supervising compliance with the rules regarding marketing of units or shares of an EU AIF managed by an EU AIFM to professional investors.