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ESMA: Statement on common supervisory action/MiFID II compliance with disclosure requirements for costs and charges

06 Jul 2023 International 1 min read

ESMA has published a statement on its 2022 common supervisory action and the mystery shopping exercise regarding compliance with disclosure requirements for costs and charges under MIFID II.  ESMA notes shortcomings in information provided to retail clients and suggests areas for improvement regarding both disclosure format and content.



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