Banking and Financial Regulation
Understanding regulatory requirements. Designing legally compliant business models.
Are you considering launching a new financial product, expanding upon existing structures, or preparing for an audit? Such projects require a reliable regulatory assessment, as well as solutions that are legally sound while also being practical.
CMS advises banks, investment firms as well as financial and payment service providers on all key aspects of German and European banking and financial regulation. We assist your senior management, legal and compliance teams in quickly identifying regulatory requirements, structuring business models and products to ensure compliance, and implementing regulatory requirements in day-to-day operations.
Our service offering
- Assessing licensing requirements and structuring business models
- Ongoing institutional supervision
- Own funds and liquidity requirements
- Outsourcing and procurement
- Advising management and supervisory bodies
- Investment and payment services regulation
- Assessing new products and financial innovations
- AFC/AML and compliance
- Support with regulatory (on-site) inspections and audits
- Cross-border business activities
- Recovery and resolution
- Banking contract law
- Regulatory (enforcement) proceedings and litigation
Your contact for banking and financial regulation
Talk to our team about your regulatory queries.
Legal experts for Banking and Financial Regulation
How can we help your business?
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Local market knowledge. Global outlook
We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.
About CMS