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Ben is a partner in the Financial Services team. He has broad experience advising asset managers, banks, financial market infrastructures and other financial institutions on financial regulatory and compliance matters. These include issues such as licensing and authorisation requirements, governance, conduct of business, prudential requirements, insider dealing and market abuse, cross border business, product design and the regulatory aspects of transactions.
Ben is also a sustainability expert, and has extensive experience advising financial institutions on sustainability related regulatory regimes such as EU SFDR, the EU ESG Ratings Regulation, UK TCFD reporting, UK SDR, the EU Taxonomy, CSRD and CSDDD.
Ben’s clients include Citigroup, one of the world’s largest asset managers, one of the world’s largest financial data and market infrastructure groups, New York Life Insurance, Abaxx Exchange and other sellside, buyside and financial market infrastructure groups.