FCA: Assessing and reducing the risk of money laundering through the markets
23 Jan 2025
United Kingdom
1 min read
FCA’s report provides an update to a 2019 thematic review. It renews the risk assessment of money laundering through the markets and risks documented in TR19/4 which are intended to assist brokers and other firms operating in the capital markets to continue to improve their controls and ensure they meet the required standards. The report includes case studies and examples of good and poor practice and sets out the regulator’s expectations of firms.
