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FCA: CP26/21: Proposed changes to the UK Listing Rules for closed-ended investment funds/ Engaging and enabling retail shareholders to vote – good practice

26 Jun 2026 United Kingdom 1 min read

FCA is consulting on proposed changes to its UK Listing Rules for closed‑ended investment funds.  FCA states that the changes are designed to strengthen the integrity of a board being able to act independently of any investment manager, apply consistent protections for all changes to investment manager fees and remuneration, and recognise the conflict arising where a substantial shareholder is also an investment manager. Responses are required by 14 August 2026. Alongside the consultation, FCA has published a note which sets out good practice to increase retail shareholder engagement and reduce barriers to voting.


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