FCA: Warning Notice statement 26/1
This statement concerns the Warning Notice imposed on an unnamed individual, who was an employee at a large technology company, and who was said by FCA to have engaged in insider dealing on nine separate occasions in breach of UK MAR in 2021.
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Last updated · 13 Mar 2026
Regulatory News - Financial Services & Regulation
See allFCA: Skilled persons reports
FCA has published its update for the period covering 1 January 2026 – 31 March 2026.
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FCA: Review of financial promotion approvers
FCA has published a short press release which notes the results of a review of 10 authorised firms that approve financial promotions for businesses which are unauthorised (BNPL, crowdfunding and corporate finance). FCA found that the strongest firms were applying the Consumer Duty from the start of their processes., but some firms approved adverts with unsubstantiated claims or allowed retail investors to see promotions intended for professional clients. In some cases, firms relied on third-party templates.
FCA: Mutual societies registration function
FCA has published an update on its work in 2025/26, including a list of priorities for 2026/27.
BIS: Project Agorá
BIS has published a report on Project Agorá, a collaboration between BIS and IIF which considers how tokenisation and programmability can enhance wholesale cross-border payments.
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PRA: PS14/26: CRR definitions – restatement in PRA Rulebook
Further to CP19/25, PRA has published feedback, including information on the changes to draft policy. These will come into effect alongside the Basel 3.1 package on 1 January 2027.