Upper Tribunal Decision/FCA: Saranac Partners Limited
27 Aug 2024
United Kingdom
1 min read
The Upper Tribunal have ruled in FCA’s favour on the refusal to allow Thomas Kalaris to perform senior manager functions on the grounds that the regulator was not satisfied he was a fit and proper person to perform those functions. The Tribunal stated that the individual had not been candid in his answers to three of the questions asked by FCA during an interview and that one of his answers was dishonest.
