FS Seminar: Systems & Controls, Edinburgh
Event details
Programme
22 Aug 2014 Past event
Following the success of our two FS breakfast seminars in London on the topic of "Systems and Controls", we invite you to attend this seminar in Edinburgh at Saltire Court on 22 August.
A recent series of high-profile enforcement cases covering banks, insurers and asset managers have highlighted the FCA’s vigilance over firms’ systems and controls.
Agenda
08.30-09.00 Registration and refreshments
09.00 Seminar start
10.30 Seminar Close
Topics
This seminar will:
- Look at what the FCA is saying;
- Review the problems found in operations;
- And also in the 1st and 2nd lines of defence;
- Look at common themes in the recent cases and suggest some solutions.
If the topic of this seminar is relevant to others in your organisation, please feel free to forward this invitation to them.
Please note there is no charge for attending our breakfast briefing seminars.
CPD Points
This event qualifies for Law Society Accredited CPD points (1.5 hours)
Local market knowledge. Global outlook
We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.
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