Past event
FS Seminar: Systems & Controls, Edinburgh
22 Aug 2014, 09:00 -
10:30
UTC
United Kingdom
Saltire Court 20 Castle Terrace Edinburgh EH1 2EN
Event details
Programme
22 Aug 2014 Past event
09:00 - 10:30 UTC
Following the success of our two FS breakfast seminars in London on the topic of "Systems and Controls", we invite you to attend this seminar in Edinburgh at Saltire Court on 22 August.
A recent series of high-profile enforcement cases covering banks, insurers and asset managers have highlighted the FCA’s vigilance over firms’ systems and controls.
Agenda
08.30-09.00 Registration and refreshments
09.00 Seminar start
10.30 Seminar Close
Topics
This seminar will:
- Look at what the FCA is saying;
- Review the problems found in operations;
- And also in the 1st and 2nd lines of defence;
- Look at common themes in the recent cases and suggest some solutions.
If the topic of this seminar is relevant to others in your organisation, please feel free to forward this invitation to them.
Please note there is no charge for attending our breakfast briefing seminars.
CPD Points
This event qualifies for Law Society Accredited CPD points (1.5 hours)
