FCA: Smaller asset managers and alternatives business model review – our findings
08 May 2025
United Kingdom
1 min read
Further to FCA’s 2022 Alternatives Supervisory Strategy in which it outlined plans to focus on smaller firms to identify business models posing greater consumer harm risks, FCA has now published feedback on its findings from that work and provides examples of good practice, focusing on high risk investments, conflicts of interest and the Consumer Duty.
