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Breakfast seminar - The bank individual responsibility regime – points for your project (London)

Four Seasons Hotel Westferry Circus Canary Wharf London E14 8RS

Past event
22 October 2015, 09:00 - 12:30 UTC +00:00

The near-final rules and guidance have been issued, and we will be looking at the practical implementation points, including:

  • Allocating responsibilities
  • Designing statements of responsibility and the responsibility map
  • When grandfathering is possible – and when not
  • Forms of handover
  • When to notify a breach
  • Protecting senior managers against the reversed burden of proof
  • Establishing fitness and properness
  • Issues for incoming branches
  • Embedding the business-as-usual HR issues
  • Changes to employment contracts

Event Speakers

Simon Morris, Partner, Financial Services
Sarah Ozanne, Partner, Employment


08.30 Registration and refreshments
09.00 Seminar start
10.30 Seminar Close

Please note there is no charge for attending our breakfast briefing seminars.

This event will credit CPD: 1.5 hours


Portrait of Simon Morris
Simon Morris
Portrait of Sarah Ozanne
Sarah Ozanne
Of Counsel