FS Seminar: Systems & Controls, London

Following the success of our two FS breakfast seminars in London on the topic of "Systems and Controls", we will be repeating this seminar again in London at Mitre House on 13 August. Those who were unable to attend the earlier dates have already been offered a place on this new date and are now registered a place.

We shall also host a seminar at our CMS Edinburgh office on 22 August.

We invite you to attend one of these events.

A recent series of high-profile enforcement cases covering banks, insurers and asset managers have highlighted the FCA’s vigilance over firms’ systems and controls.

Agenda

08.30-09.00 Registration and refreshments

09.00 Seminar start

10.30 Seminar Close

Topics

This seminar will:

• Look at what the FCA is saying;
• Review the problems found in operations;
• And also in the 1st and 2nd lines of defence;
• Look at common themes in the recent cases and suggest some solutions.

If the topic of this seminar is relevant to others in your organisation, please feel free to forward this invitation to them.

Please note there is no charge for attending our breakfast briefing seminars.

CPD Points

This event qualifies for Law Society Accredited CPD points (1.5 hours)