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Past event

Current issues in financial services regulation: Appointed Representatives

Bitesize Briefings 2023

15 Mar 2023, 09:00 - 09:20 GMT United Kingdom Online

Event details

Programme

15 Mar 2023 Past event

09:00 - 09:20 GMT

The CMS financial services regulatory team is running a series of “Bitesize briefings” for 2023, covering a range of challenging issues currently facing the sector.

Our bitesize 20 minute breakfast briefings are packed with practical insights based on our recent experiences designed to help you assess key risks, engage effectively with the regulator and navigate the regulatory landscape.

On 15 March 2023, Pippa Tasker and Sam Robinson will discuss the FCA tightening the reins by increasing the regulatory oversight that Principal Firms have for their Appointed Representatives.

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