Law-Now
07 Aug 2019 ·
International
IFA PI: s.39 FSMA and the scope of a Principal’s liability when ARs act outside of their authority
1 min read
The Court of Appeal has upheld the decision that the Principal was not liable for the acts of an AR for which the Principal had not accepted responsibility. The claims against the Principal firm arose from the investment advice of one of the Principal’s Appointed...
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