Financial Services & Regulation
Our Financial Services & Regulation team can provide a wide range of legal services advice associated with the regulated financial sector.
Latest
With leading practices in the UK’s two biggest financial services centres, London and Edinburgh, our team combines wholesale and retail, contentious and non-contentious expertise across banking, insurance, asset management and financial intermediation. You can be assured we understand the regulatory context in which you operate and recognise the importance of finding commercial solutions.
Our specialist regulatory lawyers advise retail and wholesale financial services firms on managing regulatory risk and resolving and avoiding regulatory action and disputes.
Having represented firms in over 400 regulatory investigations and enforcement proceedings, our team combines knowledge of regulated businesses with a clear understanding of what the regulators require.
We use that experience to help clients manage and grow their businesses through the development of new products, services and distribution channels.
Further reading
Our specialist practice areas
Legal experts for Financial Services & Regulation
Regulatory News - Financial Services & Regulation
See all Regulatory News - Financial Services & RegulationFCA: Unregulated loan notes and mini-bonds
FCA has published a warning to consumers with regard to unregulated loan notes and mini-bonds. The regulator is also encouraging anyone involved in distributing or funding high-risk investments to report anything suspicious.
FCA: Product sales data – 2025
FCA has published product sales data relating to the mortgages, retail investments and pure protection sectors for 2025.
FCA: Feedback on motor finance redress scheme implementation plans
To help firms strengthen their motor finance redress plans, FCA has provided examples of good and poor practice from its review of implementation plans.
FCA: Wealth management survey report 2026
FCA’s report focuses on discretionary portfolio management and shares data and insights intended to help firms understand the market, consider their approach and raise standards. FCA emphasises that firms need to understand the regulator’s expectations clearly, use technology responsibly, maintain strong financial crime controls and ensure that their governance and oversight keep pace as they grow.
FCA: Appointments
FCA has announced the appointments of Sabina Saini and Darine Obeid as the financial services attachés for India and the UAE.
.jpg)
Local market knowledge. Global outlook
We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.
About CMS