Key contacts
Event details
Programme
14 May 2024 Past event
Join us for our in-person breakfast seminar series across London and Edinburgh.
In these seminars, our Financial Services team will be discussing the latest regulatory developments affecting financial institutions, with a particular focus in 2024 on new and emerging issues. To keep you up to date with the latest topics, we will be issuing the agenda two weeks before the seminar.
This series of seminars will not be recorded, as they are intended to be practical workshops, where guests can ask questions and discuss under Chatham House rules.
Register below to attend either event in the series which takes place in London on 14 May and Edinburgh on 23 May 2024.
Topics discussed will include:
London
- FCA & PRA priorities – the current policy and supervisory hot topics
- Governance issues – what a supervisor expects to see with DEI and on treatment of whistleblowers
- Enforcement topics – FCA proposal to publicise investigations, and best practice on financial crime
- AI regulatory update – regulators' strategic approach to AI and key considerations for firms
Edinburgh
- FCA's findings – Link, Woodford and implications for Management Companies in liquidity management
- FCA & PRA priorities – the current policy and supervisory hot topics
- Governance issues – what a supervisor expects to see with DEI and on treatment of whistleblowers
- AI regulatory update – regulators' strategic approach to AI and key considerations for firms
Timings
- 08:30 - Registration
- 09:00 - Seminar
- 10:00 – End
Local market knowledge. Global outlook
We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.
About CMS