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Financial Services Professionals

We have an experienced team of lawyers who advise on matters relating to financial services professional. Our team deals with coverage, monitoring and defence work - our team is recognised as being at the forefront of assisting financial advisers and their insurers with complaints, claims and contentious regulatory issues. We have been involved in this field for many years and enjoy an excellent reputation for our work which has included:

  • Investment products including all of the major mis-selling scandals and regulatory investigations over the last 15 years
  • Disputes involving pensions
  • Fraud
  • Fund management and investment strategy
  • Regulatory (includinf FCA, DISP rules and FOS)

Our expertise is based in both Bristol and London and, therefore, we are able to adopt a flexible approach so as to ensure creative and cost effective solutions.

Dispute resolution: We help our clients avoid litigation and provide expert advice to resolve disputes where possible. Our advice is clear, commercial and conscious of reputational risk. We will vigorously defend unmeritorious claims.

Full Service: As a full-service firm, we work closely with colleagues in areas such as tax and insolvency to provide comprehensive advice focused on achieving the best outcome. 

For more information and detailed credentials, contact the Partner team, details above.

Explore more

Cross-Border Financial Services 2026 webinar series

26 Mar 2026

Secret Commissions and Disclosure Duties – key risks for brokers and their insurers following the Supreme Court decisions in Motor Finance and Expert Tooling

24 Mar 2026 9 min read

Unauthorised Transactions and Immediate Refunds: Key Takeaways from Advocate General Rantos' Opinion in C-70/25 ECJ Case

20 Mar 2026 6 min read

Insurance and Reinsurance Coverage and Claims Expertise

20 Mar 2026 2 min read

Spring 2026 update on further Demand Connection Reform for Data Centres and other Large Energy Users

18 Mar 2026 12 min read

MFS collapse and the double pledging risk

16 Mar 2026 6 min read

Stop! What should organisations Think of the new UK Fraud Strategy?

12 Mar 2026 8 min read

Cyber Space - Global cyber expectations for 2026: New laws, regulations and increased severity of incidents? Part 2

12 Mar 2026 8 min read

Events

  • United Kingdom
    08 Apr 2026

    CMS at Fordham IP & Policy Conference

  • United Kingdom
    13 Apr 2026

    Skills for Future Facing Teams: Creating a team culture of coaching and feedback

  • United Kingdom
    21 Apr 2026

    On the Pulse webinar series 2026 - Spring/Summer

  • United Kingdom
    21 Apr 2026

    Future of Renewables Spring Seminar

  • United Kingdom
    22 Apr 2026

    Sustainable Buildings: Taking the Temperature in 2026

  • United Kingdom
    23 Apr 2026

    ESG: Breaking Down the Buzzword

  • United Kingdom
    28 Apr 2026

    Strategic expansion to India: A new chapter for UK higher education

  • United Kingdom
    28 Apr 2026

    IP Insights webinar series 2026

  • United Kingdom
    28 Apr 2026

    Future of Renewables Spring Seminars

  • United Kingdom
    29 Apr 2026

    CMS Update Morning: Media, Sports and Entertainment

  • United Kingdom
    02 May 2026

    CMS at INTA 2026

  • United Kingdom
    05 May 2026

    Cross-Border Financial Services 2026 webinar series

  • United Kingdom
    13 May 2026

    2026 ITechLaw World Technology Law Conference in Chicago

  • United Kingdom
    21 May 2026

    Navigating Global Uncertainty: Practical Insights for In-House Teams

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