Open navigation
Search
Search

Select your region

Financial Services Professionals

We have an experienced team of lawyers who advise on matters relating to financial services professional. Our team deals with coverage, monitoring and defence work - our team is recognised as being at the forefront of assisting financial advisers and their insurers with complaints, claims and contentious regulatory issues. We have been involved in this field for many years and enjoy an excellent reputation for our work which has included:

  • Investment products including all of the major mis-selling scandals and regulatory investigations over the last 15 years
  • Disputes involving pensions
  • Fraud
  • Fund management and investment strategy
  • Regulatory (includinf FCA, DISP rules and FOS)

Our expertise is based in both Bristol and London and, therefore, we are able to adopt a flexible approach so as to ensure creative and cost effective solutions.

Dispute resolution: We help our clients avoid litigation and provide expert advice to resolve disputes where possible. Our advice is clear, commercial and conscious of reputational risk. We will vigorously defend unmeritorious claims.

Full Service: As a full-service firm, we work closely with colleagues in areas such as tax and insolvency to provide comprehensive advice focused on achieving the best outcome. 

For more information and detailed credentials, contact the Partner team, details above.

Explore more

Lloyd’s publishes 5 year strategy. Aims to reduce operating costs and generate at least 12% capital returns

15 Apr 2026 3 min read

Operating an orbital object in the UK: what operators need to know

14 Apr 2026 6 min read

Support for EU-wide PFAS restriction with targeted derogations: what happens next?

08 Apr 2026 4 min read

Publication by the European Commission of the Evaluation Support Study for the Revision of the Aviation Guidelines

08 Apr 2026 9 min read

End of the road? Assisted dying legislation stalls across the UK

31 Mar 2026 7 min read

FCA Motor Finance Redress Scheme: what motor industry firms need to know

31 Mar 2026 7 min read

Cross-Border Financial Services 2026 webinar series

26 Mar 2026

Secret Commissions and Disclosure Duties – key risks for brokers and their insurers following the Supreme Court decisions in Motor Finance and Expert Tooling

24 Mar 2026 9 min read

Events

  • United Kingdom
    20 Apr 2026

    Skills for Future Facing Teams: The Emotionally Intelligent Leader

  • United Kingdom
    21 Apr 2026

    On the Pulse webinar series 2026 - Spring/Summer

  • United Kingdom
    21 Apr 2026

    Future of Renewables Spring Seminars

  • United Kingdom
    22 Apr 2026

    Sustainable Buildings: Taking the Temperature in 2026

  • United Kingdom
    23 Apr 2026

    ESG: Breaking Down the Buzzword

  • United Kingdom
    28 Apr 2026

    Strategic expansion to India: A new chapter for UK higher education

  • United Kingdom
    28 Apr 2026

    IP Insights webinar series 2026

  • United Kingdom
    29 Apr 2026

    CMS Update Morning: Media, Sports and Entertainment

  • United Kingdom
    02 May 2026

    CMS at INTA 2026

  • United Kingdom
    05 May 2026

    Joint seminar with CMS and Tannenbaum Helpern - A global perspective on securing, maintaining, and enforcing...

  • United Kingdom
    05 May 2026

    Cross-Border Financial Services 2026 webinar series

  • United Kingdom
    07 May 2026

    A new era? The Employment Rights Act 2025 and AI in employment disputes

  • United Kingdom
    11 May 2026

    Skills for Future Facing Teams: The Adaptable Leader in Conflict

  • United Kingdom
    13 May 2026

    2026 ITechLaw World Technology Law Conference in Chicago

  • United Kingdom
    20 May 2026

    A new era? The Employment Rights Act 2025 and AI in employment disputes

Local market knowledge. Global outlook

We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.

About CMS
People across CMS Find a Lawyer
10,000+ Staff
7,200+ Lawyers
Locations across CMS Find an office
50+ Countries
90+ Offices
22 Member firms
Back to top Back to top
You will now find all Law-Now content on CMS.law