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Financial Services Professionals

We have an experienced team of lawyers who advise on matters relating to financial services professional. Our team deals with coverage, monitoring and defence work - our team is recognised as being at the forefront of assisting financial advisers and their insurers with complaints, claims and contentious regulatory issues. We have been involved in this field for many years and enjoy an excellent reputation for our work which has included:

  • Investment products including all of the major mis-selling scandals and regulatory investigations over the last 15 years
  • Disputes involving pensions
  • Fraud
  • Fund management and investment strategy
  • Regulatory (includinf FCA, DISP rules and FOS)

Our expertise is based in both Bristol and London and, therefore, we are able to adopt a flexible approach so as to ensure creative and cost effective solutions.

Dispute resolution: We help our clients avoid litigation and provide expert advice to resolve disputes where possible. Our advice is clear, commercial and conscious of reputational risk. We will vigorously defend unmeritorious claims.

Full Service: As a full-service firm, we work closely with colleagues in areas such as tax and insolvency to provide comprehensive advice focused on achieving the best outcome. 

For more information and detailed credentials, contact the Partner team, details above.

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How unilateral amendments to a deed may cost a lender its security

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Events

  • 07 Sep 2026

    CMS Skills For Future Facing Teams: Connecting across generations

  • 08 Sep 2026

    2026 Insurance sector webinar programme

  • 08 Sep 2026 - 01 Dec 2026

    CMS Disputes 101 Annual Webinar Series 2026

  • 10 Sep 2026 - 04 Nov 2026

    IP Insights webinar series 2026 - Autumn

  • 11 Sep 2026

    The equIP Collective | Glasgow to Global: Expanding into International Markets

  • 16 Sep 2026 - 11 Oct 2026

    Anatomy of an Investigation

  • 16 Sep 2026

    Data Centres - Managing Construction Risk

  • 17 Sep 2026

    ERA Ready?

  • 24 Sep 2026

    Is your data protection programme ready for the Data (Use and Access) Act 2025?

  • 29 Sep 2026

    CMS Brand Forum 2026

  • 30 Sep 2026

    On the Pulse Webinar Series 2026 - Autumn

  • 05 Oct 2026

    CMS Skills For Future Facing Teams: LaughABLE - achieving absurdly great results in challenging times

  • 06 Oct 2026

    Powering CEE's Energy Future: Policy, Investment, Innovation

  • 07 Oct 2026 - 10 Oct 2026

    CMS at AIPPI 2026

  • 07 Oct 2026 - 10 Oct 2026

    CMS at PTMG Autumn 2026

Local market knowledge. Global outlook

We provide future-facing legal advice to help your organisation thrive. Combining local market knowledge and a global perspective, and with lawyers in locations worldwide, your organisation benefits from the expertise it needs, even across borders.

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